financial adviser

Professional Experience

1990 - present            Financial Adviser & Consultant                                                    Boulder, CO

  • Licensed as Registered Investment Adviser in Colorado and California since 2003.

  • Provide investment advice and financial planning services to high net worth individuals and other clients.

  • Also provide financial consulting and risk management services to companies.

1983 - 1990                 Options Market Maker, American Stock Exchange                    New York, NY

  • As member of exchange, managed proprietary trading accounts in role as an independent floor trader.

  • ​Executed various trading, hedging and arbitrage strategies to produce consistent profits while controlling risk and providing liquidity to option markets for blue chip stocks.



UCLA Anderson School of Management
MBA in Finance, 1982

​University of California, Berkeley
BA in Mathematics, 1979, summa cum laude, Phi Beta Kappa